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*Last Updated in 2000*
BACKGROUND
Genes associated with Alzheimer’s disease (AD)
have been identified, and genetic tests for specific gene mutations
(such as APP, PS1, PS2) and alleles (such as APOE)
are commercially available. Geriatricians now face decisions about
the appropriateness of genetic testing for patients either at risk
for, or with symptoms of AD. In addition, the rapid pace of genetic
research and the decoding of the human genome suggests that many
new genes will be identified over the next decade, a number of which
could be related to late-onset disorders and common chronic diseases
that affect older adults. Medical professionals and the lay public
have demonstrated a great interest in genetic testing, but also
have expressed concerns about potential misuses. Geriatric health
care professionals are therefore likely to confront a number of
ethical issues raised by the use of genetic tests.
Several other professional organizations have
published consensus guidelines for the use of genetic tests for
AD, and also describe some of the ethical issues raised(1-5). Although
the American Geriatrics Society (AGS) does not endorse any specific
guideline, geriatricians and health professionals who wish to utilize
genetic testing for late onset disorders are encouraged to be familiar
with such guidelines. The aim of this position statement is to highlight
ethical issues related to genetic testing that are commonly seen
in geriatric clinical practice.
POSITIONS
1. At
the present time, the role of genetic testing for the prevention,
diagnosis, and treatment of late-onset disorders is uncertain. Until
further information is available to clearly define the benefits
of genetic testing for conditions such as AD, physicians should
not routinely order genetic tests for late-onset disorders. As with
any medical test, the decision regarding the utility of a genetic
test should consider the benefits to the individual patient and
the ways that a test result would modify the care that the patient
would receive.
Rationale: AD is the most common late-onset disorder
for which genetic information is available. AD is a genetically
heterogeneous disorder, which currently is known to be associated
with three causal genes (APP, PS1, and PS2) and one
susceptibility gene (APOE). The causal genes are associated
only with familial AD, which affects less than 10% of AD patients.
The usefulness of APOE for prediction or diagnosis remains controversial.
Therefore, use of these tests should not be included in routine
clinical evaluations of patients with dementia. However, in cases
in which the family history is suggestive of familial AD, patients
may wish to undergo genetic counseling and testing and these procedures
should be made available through appropriate referrals.
2. Geriatricians and genetic counselors
need to be cognizant of the unique challenges related to informed
consent for genetic testing in older adults.
Rationale: Very little, if anything, is known
about the "genetic literacy" of older adults. Preliminary
research performed with younger populations suggests that even many
young adults, whose formal education occurred after the discovery
of DNA, do not understand some of the basic concepts related to
genetic testing. Most older adults attended school prior to the
discovery of DNA, did not encounter prenatal genetic testing during
childbearing years, and therefore may have an even more limited
understanding of genetic concepts. Geriatric health care professionals
and genetic counselors need to consider this when explaining genetic
testing to patients, and they may need to modify explanations and
educational materials, as indicated.
Patients suspected of having dementia may lack
the capacity to provide informed consent for a genetic test, and
this needs to be evaluated carefully. Decision-making is also complicated
by the fact that information from a genetic test of an affected
patient may have probabilistic implications for family members.
Geriatric health care professionals need to be aware of, and sensitive
to, the impact that decisions about genetic testing may have on
other family members. When the patient is unable to provide informed
consent, the decision maker will often be a family member; most
commonly a child who shares 50% of the patient¢ s genes, or
a spouse who has no direct biological relationship to the patient
but may have children with the patient. In such cases, the decision-makers
could be in a position to be affected by the predictive implications
of a test. Indeed, what may be a diagnostic test for an affected
patient may also be a predictive test for that individual’s children.
Concerns by family members about probabilistic implications of genetic
tests are to be expected. Inclusion of family members in the decision-making
process may help to allay such concerns and may facilitate decisions
about genetic testing even when the patient does not require a surrogate.
However, the primary focus of genetic counseling and the decision-making
process should be on the benefits and burdens of testing for the
affected patient. Although only one family member may serve as the
surrogate decision-maker, involvement of other family members in
such decisions should be encouraged whenever possible.
3. Decisions about ordering genetic tests
should consider the burden of other competing morbidities experienced
by the patient.
Rationale: Older adults are more likely to have
a number of chronic illnesses and a shorter expected lifespan. Genetic
testing for late-onset disorders may not outweigh the benefits if:
1) the patient is unlikely to develop a disorder predicted by a
genetic test because of an anticipated shortened life expectancy
or; 2) medical treatment would not be altered by test results because
the burden of any indicated treatment outweighs the benefit in relation
to the individual’s current medical conditions and personal preferences.
4. Geriatricians who wish to utilize genetic
testing in their practice should acquire the requisite knowledge
and skills.
Rationale: Medical genetics is an emerging field
and most geriatric health professionals, unless recently trained,
have minimal education in genetics. As with any medical technology,
it is imperative that physicians who use genetic testing in their
clinical practice be well educated in this area, so that they can
apply the technology appropriately and communicate effectively with
patients and families. They should be able to articulate the difference
between diagnostic and predictive genetic testing. They should understand
the sensitivity and specificity of a particular genetic test and
how other risk factors might affect an individual’s risk. In addition
to understanding the technical aspects of genetic testing, geriatric
health professionals should be knowledgeable about the requirements
of informed consent for genetic testing and effective genetic counseling.
5. The use of genetic testing raises the
possibility that such information may also be used by insurance
companies, such that long-term care (LTC) insurance could be denied
to individuals who test positive for genes that are predictive or
diagnostic of late-onset disorders such as AD. Federal policies
need to be developed to ensure the privacy of genetic information
and to protect individuals from discrimination by insurance companies
based on genetic test results.
Rationale: The need and demand for LTC services
will dramatically increase over this century and persons with AD
are at high risk for the provision of such services. LTC services
present a substantial financial risk and burden to individuals and
their families. At the present time private LTC insurance covers
only a small percentage of the costs of LTC. This type of insurance
is increasingly being marketed to provide some financial support
for LTC. Patients with known AD are usually ineligible to purchase
LTC insurance. The availability of predictive genetic tests raises
the possibility that they will be used by insurance companies to
determine eligibility for policies and premium rates. This type
of discriminatory practice should be prohibited.
REFERENCES
(1) Brodaty
H, Conneally M, Gauthier S, Jennings C, Lennox A, Lovestone S. Consensus
statement on predictive testing for Alzheimer disease. Alz Dis Assoc
Disord 1995; 9(4):182-187.
(2) American College of Medical Genetics/American
Society of Human Genetics Working Group. Statement on use of apolipoprotein
E testing for Alzheimer disease. JAMA 1995; 274(20):1627-1629.
(3) Post SG, Whitehouse PJ, Binstock RH,
et al. The clinical introduction of genetic testing for Alzheimer's
disease. JAMA 1997; 277(10):832-836.
(4) Predisposition genetic testing for
late-onset disorders in adults. a position paper of the National
Society of Genetic Counselors. JAMA 1997; 278(15):1217
1220.
(5) Connell LM, Koenig BA, Greely HT, et al
and Alzheimer Disease Working Group of the Standford Program in Genomics
E&S. Genetic testing and Alzheimer disease: Has the time come?
Nature Medicine 1998; 4(7):757-759.
This AGS position statement was developed and
reviewed by the AGS Ethics Committee and approved November, 2000,
by the AGS Board of Directors. The AGS thanks Ellen Binder, MD for
her work on this position statement. Address corrspondence to: American
Geriatrics Society, the Empire State Building, 350 Fifth Avenue,
Suite 801, New York, NY 10118, Fax: 212-832-8646, info.amger@americangeriatrics.org
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